Monitoring records management

The State Records Act 1998 places a number of requirements on public offices regarding monitoring activities. Monitoring of records management is a shared responsibility between State Records NSW and public offices.

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Benefits of regular monitoring

Regularly monitoring records and information management is important for all public offices. It helps ensure that records are properly kept, managed, and used. But monitoring goes beyond just checking if rules are being followed – it actively helps public offices improve their work.

Monitoring ensures that records, information, and data are reliable and accurate. This allows the organisation to make better decisions, develop effective policies, and deliver high-quality public services. Properly managed records are also trustworthy and authentic, providing solid evidence of government actions.

How monitoring helps public offices:

  • Embedding good practices: Monitoring helps make sure that good processes and habits are built into everyday work, ensuring records are managed the right way.
  • Measuring progress: Monitoring can show how mature and effective the organisation’s records management program is. This information can be used to improve systems and processes across the whole organisation.
  • Finding efficiencies: Regular monitoring helps identify ways to manage records more efficiently, saving time and reducing unnecessary work or costs.
  • Managing information risks: Monitoring can also help identify risks related to managing records, like losing vital records or retaining records longer than their retention period, or not protecting sensitive records, information and data.
  • Understanding the value of information: Monitoring can demonstrate the importance of investing in good records management. It shows that high-quality records are valuable assets that support decision-making, policy development, and public service delivery. 
     

Shared responsibility

The monitoring of records and information management is a shared responsibility between State Records NSW and public offices. The State Records Act 1998 sets out rules for monitoring and places certain responsibilities on public offices to make sure records are properly managed. The State Records Act establishes State Records NSW as the regulator of records management and recordkeeping within NSW public offices.

The Regulatory Framework (PDF 475.56KB) explains how State Records NSW will use its powers to support our regulatory activities.

State Records NSW can issue:

  • standards for records management
  • codes of best practice for measuring processes, practices and systems against industry standards
  • retention and disposal authorities to identify how long records should be retained. 
     

How to monitor recordkeeping

Find out what tools and resources are available to assist in monitoring records management and recordkeeping performance in your public office.

Recordkeeping Monitoring Exercise (RME)

The basis for the Recordkeeping Monitoring Exercise (RME) is provided by section 12(4) of the State Records Act which requires each public office to report on its records management program in accordance with arrangements made with the Authority.

State Records NSW conducts biennial monitoring of records management and recordkeeping in NSW public offices. The RME will occur in the first half of each the relevant year. Submissions will be required in 2026, 2028 and 2030.

The next Recordkeeping Monitoring Exercise (RME) will run from 2-27 March 2026.

Read more about the requirements for the RME.

Records Management Assessment Tool (RMAT)

The Records Management Assessment Tool (RMAT) is a self-assessment tool designed to assess the conformity of the public office with requirements of the State Records Act 1998, State Records Regulation 2024 and standards issued under the Act. The RMAT also assesses the capacity of a public office in achieving best practice records management, that is, extending beyond the minimum requirements.

When the RME is held, public offices are required to submit a recent RMAT assessment. The RMAT can also be used whenever the public office wishes to assess/monitor its records management compliance and maturity. 

Monitoring recordkeeping performance guidelines

Find guidance and examples on monitoring recordkeeping performance within a public office. 

How State Records NSW monitors compliance

State Records NSW is the regulator of recordkeeping in NSW. Find out how we monitor compliance in the Government public offices and encourage high quality public services.   

Service Portal Login

The Service Portal run by State Records NSW and Museums of History NSW allows NSW public offices to submit the Recordkeeping Monitoring Exercise, register access directions and transfer State archives

Support and services

State Records NSW also offers:

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